Basic (10-09)

DI 30001.010 Disability Determination Services (DDS) Quality Assurance (QA) Authority and Responsibilities

A. Authority

The DDS Administrator has the authority and flexibility to design a QA function best suited to the needs of the agency and assigns roles accordingly. For additional information on the guidelines for providing a QA function, see DI 39515.001.

B. Staff roles for a DDS QA System

1. DDS Administrator

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    ensures the effectiveness of the internal DDS QA system;

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    establishes a system for resolving policy-issue differences between the quality assurance unit (QAU) and supervisors;

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    receives synthesized analyses of data from all QA reviews;

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    directs the implementation of corrective actions based on QA findings and recommendations, and,

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    may establish performance standards for QAU staff.

2. Supervisor

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    ensures that unit personnel meet DDS quality and processing standards;

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    reviews work of the unit;

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    provides feedback to examiners on the timeliness and appropriateness of their actions;

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    evaluates examiners’ work at various stages of development as part of an in-line quality review approach;

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    verifies that special workloads such as Presumptive Disability decisions, Quick Disability Determinations, Military Casualty Cases, and Compassionate Allowances are developed and adjudicated correctly;

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    approves requests for consultative examinations;

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    confirms compliance with internal referrals and procedures;

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    ensures adherence to Program Operational Manual System (POMS) adjudicative guidelines;

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    certifies the accuracy of determinations and decision notices;

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    reviews quality feedback and individual case returns from the QAU and SSA review components; and,

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    may assist in the preparation of claims to be submitted for Request for Program Consultation (RPC) referral.

3. Quality assurance unit (QAU) staff

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    reviews a random sample of cases;

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    reviews high-risk cases;

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    undertakes special studies;

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    records and provides data regarding the quality and characteristics of the cases reviewed;

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    may assist in the preparation of claims to be submitted for Request for Program Consultation (RPC) referral;

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    analyzes all available data on DDS performance;

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    provides recommendations for improvement; and,

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    may train and mentor staff.

4. Medical and Psychological Consultant (MC/PC)

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    An MC or PC other than the one who completed the assessment on the case should perform the QA review.

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    reviews QA sample cases with medical issues on behalf of the QAU;

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    analyzes cases with medical issues returned to DDS by SSA;

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    reviews special workloads and high risk cases as necessary; and,

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    may conduct peer reviews.

5. Vocational Specialist (VS)

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    ensures consideration of the Residual Functional Capacity (RFC) assessment with vocational factors such as age, education, training, and work experience; and,

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    trains and mentors staff on vocational issues.

6. Disability Examiner (DE)

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    keeps up to date on all disability program changes and resources;

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    prioritizes casework;

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    considers alternative courses of development;

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    consults with the supervisor, QA staff, MC/PC, and VS as needed;

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    records the reasoning to support the decision in the file;

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    conducts a final review of the file before releasing the decision; and,

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    may assist in training and mentoring new DEs.


To Link to this section - Use this URL:
http://policy.ssa.gov/poms.nsf/lnx/0430001010
DI 30001.010 - Disability Determination Services (DDS) Quality Assurance (QA) Authority and Responsibilities - 11/23/1993
Batch run: 08/12/2025
Rev:11/23/1993