QUESTION PRESENTED
For purposes of her application for surviving child’s insurance benefits under Title
II of the Social Security Act (Act) on the record of the number holder J~ (NH), who
died on November XX, 2023, domiciled in Wyoming, you asked whether R~ (Claimant) is
the NH’s child based on the evidence provided, which includes a certified report of
a paternal grandparent DNA test between the Claimant and the NH’s father and statements,
including statements from the NH’s only brother. The Claimant was born on July XX,
2024, to L~ (the Mother), 8 months and 24 days after the NH’s death. The NH and Mother
were not married.
ANSWER
Applying section 216(h)(2)(A) of the Act and Wyoming law, we believe Wyoming courts
would find that the Mother, on behalf of the Claimant, has provided sufficient evidence
to establish that the Claimant is the NH’s surviving child for purposes of inheriting
from him under Wyoming intestate succession law. See 42 U.S.C. § 416(h)(2)(A); 20 C.F.R. § 404.355(a)(1), (b)(2); Wyo. Stat. Ann. §§ 2-4-101(a)(i),
(c)(i), 2-4-107(a)(iii), 14-2-501(b)(iii).Thus, we believe there is legal support
for the agency to determine that the Claimant is the NH’s child for purposes of her
application for child’s insurance benefits on the NH’s record. See 42 U.S.C. §§ 402(d)(1), 416(e), (h)(2)(A); 20 C.F.R. § 404.350(a)(1).
BACKGROUND
The NH died on November XX, 2023, domiciled in Wyoming. The Claimant was born to the
Mother in Colorado on July XX, 2024, which is 8 months and 24 days after the NH’s
death. The Claimant’s Colorado birth certificate, issued August XX, 2024, identifies
the Claimant as having a hyphenated last name that includes the Mother’s last name
and the NH’s last name. The birth certificate identifies the Mother as the Claimant’s
mother and the NH as her father. The Claimant’s Enumeration at Birth (EAB) Numident
record identifies the NH as the father. On behalf of the Claimant, the Mother protectively
filed an application for child’s insurance benefits on the NH’s record on September
XX, 2024. She provided paternal grandparent DNA testing and statements to support
her claim that the Claimant is the NH’s child.[1]
Paternal Grandparent DNA Testing
The Mother provided a DNA Test Report and chain of custody documentation from DDC
DNA Diagnostics Center reflecting DNA testing of J1~ as the alleged paternal grandfather,
the Claimant as the child, and the Mother as the mother. The DNA Test Report revealed
a 99.98% probability of relatedness between the alleged paternal grandfather J1~ and
the Claimant and a likelihood of 824 to 1 that the alleged paternal grandfather J1~
is a biological relative of the Claimant.
Mother’s Statements
On September XX, 2024, the Mother completed the Form SSA-2519 Child Relationship Statement.
She reported that a court had never decreed the NH to be the Claimant’s parent or
ordered him to pay child support; the NH had never made any acknowledgments that the
Claimant is his child; and the NH was not contributing to the Claimant’s support.
The Mother provided her signed written statements on the Form SSA-795 in November
2024 describing her relationship with the NH as his girlfriend and best friend, stating
that they began dating in August 2023, and describing the NH’s living situation in
W~, Wyoming where he worked at a ranch. She wrote that she was providing a letter
as proof of their relationship. A letter from the Office of the Wyoming State Public
Defender dated November XX, 2023 (the month of the NH’s death), was addressed to the
NH at an address in W~, Wyoming. The letter enclosed a pre-sentence investigation
report that stated that the NH had been married to K~ for 10 years but that they were
separated. The report further stated that the NH “has been seeing L1~ for the past
couple of months. She lives in Colorado at the present time.” Presumably, the reference
to “L1~” is the Mother, L~.
Witness Statements
On November, XX, 2024, K1~, who appears to be a relative of the Mother given the same
last name, provided her signed written statement on the Form SSA-795 describing the
Mother’s relationship with the NH. She stated that the Mother had a committed relationship
with the NH beginning in 2023 and that the Mother was always visiting the NH in Wyoming.
She stated that she went with the Mother to Texas in September 2024 so that the NH’s
family could meet his daughter, the Claimant.
On December XX, 2024, J2~, who described herself as a close friend of the Mother’s,
provided a signed written statement on the Form SSA-795 and wrote that the Claimant
is the NH’s daughter. She stated that the Mother told her that her relationship with
the NH was serious. She wrote that the Mother found out she was pregnant with the
Claimant 8 days after the NH passed away. She stated that the Mother visited her house
that day with the pregnancy test.
On December XX, 2024, the NH’s brother R1~ provided his signed statement on the Form
SSA-795. He stated: “I R1~ am not the father. J~ is the only possible S~ to be the
father.” An agency employee recorded an interview with the NH’s brother R1~ on January
XX, 2025, on an agency report of contact (Form SSA-5002). The agency asked the NH’s
brother where the NH maintained his home at the time of his death. The NH’s brother
stated: “At the time of his passing, he was working on a ranch in Wyoming. He lived
in Wyoming and did not have a home in any other state.” He said that the NH said Wyoming
was his home for the past year. The NH’s brother also stated that he and their father
are the NH’s only family and that their mother was deceased.
An agency employee recorded an interview with K~, the NH’s surviving spouse, on January
XX, 2025, on an agency report of contact (Form SSA-5002). She confirmed that they
were legally married but separated at the time of the NH’s death. She also confirmed
that the NH said Wyoming was his home and that he paid taxes in Wyoming, where he
worked at a ranch.
ANALYSIS
A. Federal Law: Status as a Child for Entitlement to Child's Insurance Benefits
Under Title II of the Act, a claimant may be entitled to child’s insurance benefits
on the record of an insured individual who has died or an individual who is entitled
to old-age or disability benefits if, among other things, the claimant is the individual’s
child. See 42 U.S.C. § 402(d)(1); 20 C.F.R. §§ 404.350(a)(1), 404.354.[2] For Title II benefits, the Act and regulations define “child” as an insured individual’s
natural child, legally adopted child, stepchild, grandchild, step grandchild, or equitably
adopted child. See 42 U.S.C. § 416(e); 20 C.F.R. §§ 404.354 – 404.359. Our inquiry focuses on whether
the Claimant is the NH’s natural child, as there is no evidence that the other terms
would apply here.
In assessing a claimant’s status as a natural child, per section 216(h)(2)(A) of the
Act,[3] the agency must determine whether the claimant could inherit the insured individual’s
personal property as his child under the intestate succession laws of the State where
the insured individual was domiciled at the time of the insured’s death.[4] See 42 U.S.C. § 416(h)(2)(A); 20 C.F.R. § 404.355(a)(1), (b). The agency applies the version
of State law in effect when the final decision on the application for benefits is
made unless a more favorable version existed either when the insured died or during
the time commencing with the claimant’s first month of benefits eligibility and ending
with the agency’s final decision. 20 C.F.R. § 404.355(b)(4). Because the NH was domiciled
in Wyoming at the time of his death in November 2023, we apply current Wyoming intestate
succession laws to determine whether the Claimant could inherit from the NH as his
child.[5]
B. State Law: The Right to Inherit under Current Wyoming Intestate Succession Ls as
a
Decedent Child[6]
1. Wyoming Intestate Succession Law and the Establishment of the Parent-Child
Relationship under the Wyoming Uniform Parentage Act (WUPA) for a Child Born Outside
of
Wedlock
The Wyoming Probate Code states that when a person dies intestate, the person’s estate
descends to that person’s surviving spouse and surviving children.[7] Wyo. Stat. Ann. § 2-4-101(a)(i), (c)(i). In determining who is a deceased person’s
child for purposes of intestate inheritance, section 2-4-107 instructs that a child
born out of wedlock is the mother’s child and that a child born out of wedlock is
also the father’s child “if the relationship of parent and child has been established
under the [Wyoming] Uniform Parentage Act, [Wyo. Stat. Ann. §§ 14-2-401 through 14-2-907].”
Wyo. Stat. Ann. § 2-4-107(a)(iii). Thus, the WUPA governs the establishment of the
parent-child relationship for intestate succession for a child born outside of a marriage,
such as the Claimant.
Under the WUPA, a father-child relationship is established by:
(i) An unrebutted presumption of the man’s paternity of the child under Wyo. Stat.
Ann. § 14-2-504,
(ii) An effective acknowledgment of paternity by the man pursuant to article 6 of
the WUPA,
(iii) An adjudication of the man’s paternity,
(iv) Adoption of the child by the man, or
(v) The man’s consent to assisted reproduction by his wife under article 9 of the
WUPA that results in the birth of the child.
Wyo. Stat. Ann. § 14-2-501(b).
Here, no presumption of paternity applies.[8] See Wyo. Stat. Ann. § 14-2-501(b)(i). The NH did not provide a written acknowledgment
of paternity consistent with the law. See Wyo. Stat. Ann. § 14-2-501(b)(ii). Adoption and consent to assisted reproduction are
not applicable here. See
Wyo. Stat. Ann. § 14-2-501(b)(iv), (v). Finally, there is no court adjudication of
NH’s paternity. See Wyo. Stat. Ann. § 14-2-501(b)(iii).
Although there is no court adjudication of paternity, agency regulations provide that
if a State inheritance law requires a court determination of paternity, the agency
will not require that the claimant obtain such a determination. 20 C.F.R. § 404.355(b)(2).
Instead, the agency will apply the same standard of proof that the State court would
apply in making its own determination of paternity. Id. Consequently, to determine the Claimant’s intestate inheritance rights as the NH’s
surviving child, the agency will not require a Wyoming court adjudication establishing
the NH’s paternity; rather the agency will apply the standard of proof that a Wyoming
court would apply in adjudicating the NH’s paternity, or parentage. See 20 C.F.R. § 404.355(b)(2); Wyo. Stat. Ann. §§ 2-4-107(a)(iii), 14-2-501(b)(iii).
2. Adjudicating Parentage under the WUPA
A proceeding to adjudicate parentage is a civil proceeding. See Wyo. Stat. Ann. § 14-2-801. The WUPA does not set forth a specific standard of proof
used to establish paternity in a proceeding to adjudicate parentage, but we believe
it is likely that Wyoming courts would apply the same preponderance of the evidence
standard in a proceeding to adjudicate parentage that is required in other civil cases.[9] See Wyo. Stat. Ann. § 14-2-801 (“A civil proceeding may be maintained to adjudicate the
parentage of a child. The proceeding is governed by the Wyoming Rules of Civil Procedure.”);
Colyer v. State, Dept. of Transp., 203 P.3d 1104, 1107 (Wyo. 2009) (noting that the standard civil burden of proof
is a preponderance of the evidence); see
also In the Matter of SAJ v. AFM, 781 P.2d 528, 529 (Wyo. 1989) (applying a prior version of Wyoming parentage statutes
and stating that “paternity cases are civil actions in which the petitioner must assume
the burden of establishing his, or her, case by a preponderance of the evidence”).
A “preponderance of the evidence” means “proof which leads the trier of fact to find
that the existence of the contested fact is more probable than its non-existence.”
Traylor
v. Kraft, 552 P.3d 351, 361 (Wyo. 2024) (internal citations and quotations omitted). Thus,
the evidence must establish that it is more probable than not that the NH is the Claimant’s
father.
The evidence submitted to prove that the NH is the Claimant’s father includes DNA
testing. The WUPA permits a court to order genetic testing under appropriate circumstances
to determine parentage in a proceeding to adjudicate parentage. See Wyo. Stat. Ann. §§ 14-2-701 – 14-2-710 (WUPA provisions concerning genetic testing),
§§ 14-2-801 – 14-2-823 (WUPA provisions governing proceedings to adjudicate parentage).
To be valid under the WUPA, genetic testing must be “of a type reasonably relied on
by experts in the field of genetic testing” and must be performed by a laboratory
accredited by either (1) the American Association of Blood Banks (AABB), (2) the American
Society of Histocompatibility and Immunogenetics, or (3) an accrediting body designated
by the United States Secretary of Health and Human Services. Wyo. Stat. Ann. § 14-2-703(a).
Additionally, to be admissible without testimony, the report of genetic testing must
be in a record and signed under penalty of perjury by a designee of the testing laboratory
and must include documentation sufficient to establish a reliable chain of custody
of the specimens tested. Wyo. Stat. Ann. § 14-2-704; see also Wyo. Stat. Ann. § 14-2-813(a) (“a record of a genetic testing expert is admissible
as evidence of the truth of the facts asserted in the report unless a party objects”).
Documentation of a reliable chain of custody is established by information that includes
the names and photographs of the individuals whose specimen have been taken; the names
of the individuals who collected the specimen; the places and dates the specimen were
collected; the names of the individuals who received the specimen in the testing laboratory;
and the dates the specimen were received. Wyo. Stat. Ann. § 14-2-704(b).
Under section 14-2-705 of the WUPA governing genetic testing results, a man is rebuttably
identified as the father of a child if the genetic testing complies with the foregoing
rules and the results show “at least a ninety-nine (99%) probability of paternity”
and a “combined paternity index of at least one hundred (100) to one (1).”[10] Wyo. Stat. Ann. § 14-2-705(a). Unless admitted to rebut other genetic testing results,
“a man identified as the father of a child under [section] 14-2-705 shall be adjudicated
the father of the child.”Wyo. Stat. Ann. § 14-2-817(a)(ii); see also Matter of Paternity of
AAAE, 471 P.3d 990, 996 (Wyo. 2020) (noting that section 14-2-817 “leaves no discretion
once genetic testing is ordered and positive results are returned” and that the statute
“requires that a man identified by genetic testing as the father ‘shall be’ adjudicated
the father”). If genetic testing under section 14-2-705 neither identifies nor excludes
a man as the father of a child, “the results of genetic testing, and other evidence, are admissible to adjudicate the issue of paternity.” Wyo. Stat. Ann. § 14-2-817(a)(iii).
Here, the Claimant has not provided genetic testing of the NH revealing a probability
of paternity; rather, the Claimant has presented DNA testing of the alleged paternal
grandfather (NH’s father) that shows a probability of biological relatedness. The
WUPA contemplates the testing of the identical brother of a putative father but does
not otherwise expressly address the establishment of paternity by genetic testing
of paternal relatives. See Wyo. Stat. Ann. § 14-2-709. We have also not found any Wyoming case law that addresses
the genetic testing of a man’s relatives to establish his paternity. We note that
other States that have adopted the Uniform Parentage Act expressly authorize genetic
testing of a man’s relatives as evidence to adjudicate the man’s paternity. See e.g., Tex. Fam. Code Ann. § 160.508(a) (allowing for genetic testing of a man’s parents,
siblings, other children, and other relatives to assist in adjudicating the man’s
paternity); Tex. Estates Code Ann. § 204.054 (to determine a decedent’s heir, a court
may order genetic testing of a decedent’s parents, siblings, another child, or any
other relative). We believe it is likely that Wyoming courts would consider results
of genetic testing of paternal relatives as evidence in adjudicating a man’s paternity.
See Wyo. Stat. Ann. § 14-2-817(a)(iii) (if genetic testing under section 14-2-705 neither
identifies nor excludes a man as the father of a child, “the results of genetic testing,
and other evidence, are admissible to adjudicate the issue of paternity”).
Applying the WUPA statutes governing genetic testing and proceedings to adjudicate
parentage and the preponderance of the evidence standard, as described above, we must
determine whether Wyoming courts would find that the Claimant has provided evidence
that proves that it is more probable than not that the NH is the Claimant’s father.
3. Application of the Law to the Claim: Evidence Establishes the NH’s Paternity under
the WUPA and thus, the Parent-Child Relationship for Intestate Inheritance Purposes
under Wyoming
Intestate Succession Law
The Mother provided a DNA Test Report from DDC DNA Diagnostics Center reflecting genetic
testing of J1~ as the alleged paternal grandfather, the Claimant as the child, and
the Mother as the mother. The DNA Test Report states that DDC is an AABB accredited
and certified laboratory and the grandparent testing would appear to be the type of
testing reasonably relied upon in the field of genetic testing.[11] See Wyo. Stat. Ann. § 14-2-703(a) (requirements for genetic testing). Although not signed
under penalty of perjury, W~, the Laboratory Director, signed the DNA Test Report
before a notary public on October XX, 2024, and verified that the interpretation of
the results is correct. See Wyo. Stat. Ann. § 14-2-704(a) (requirements for the report of genetic testing). Further,
included with the DNA Test Report is the DDC DNA Diagnostics Center Client Identification
& Consent Form, Chain of Custody Documentation. The chain of custody documents contain:
the names and photographs of the Mother, the Claimant, and the paternal grandfather
J1~; the names of the individuals at the collection facilities who collected their
specimen; the places and dates their specimen were collected; the names of the recipients
with the testing laboratory DNA Diagnostics Center that received the specimen; and
the dates the specimen were received by the testing laboratory. See Wyo. Stat. Ann. § 14-2-704(b) (chain of custody documentation requirements for the
report of genetic testing). This DNA Test Report appears to substantially comply with
the requirements of Wyoming law pertaining to genetic testing and the genetic testing
report, as detailed above. See Wyo. Stat. Ann. §§ 14-2-703, 14-2-704.
The DNA Test Report states that DNA from the alleged paternal grandfather J1~ was
compared to the tested child and revealed a 99.98% probability of relatedness. The
likelihood that the alleged paternal grandfather J1~ is the biological relative of
the tested child is 824 to 1. Importantly, these results of a 99.98% probability of
relatedness meet the same 99% statutory threshold set forth for paternity in section
14-2-705. See Wyo. Stat. Ann. § 14-2-705(a) (a man is rebuttably identified as the father of a child
if the genetic testing complies with the foregoing rules and the results show “at
least a ninety-nine (99%) probability of paternity”). If genetic testing under section
14-2-705 neither identifies nor excludes a man as the father of a child, “the results
of genetic testing, and other evidence, are admissible to adjudicate the issue of
paternity.” Wyo. Stat. Ann. § 14-2-817(a)(iii). As addressed above, although the WUPA
does not expressly address genetic testing of a man’s relatives, we believe Wyoming
courts would consider genetic testing of a man’s relatives in adjudicating his paternity.
We believe Wyoming courts would find that this grandparent DNA Test Report revealing
a 99.98% probability of biological relatedness between the Claimant and the NH’s father
J1~ that substantially complies with the requirements for genetic testing and the
genetic testing report (with the chain of custody documentation) supports finding
the NH to be the Claimant’s father.
In addition to the DNA testing, the Mother provided her own statements and witness
statements to support this parent-child relationship. On November XX, 2024, the Mother
provided her signed written statement on the Form SSA-795. She identified herself
as the NH’s girlfriend and provided the following statement describing her relationship
with the NH:
J~ and I met in July 2023 and started dating … in August 2023. I was at the ranch
with him every weekend …. He was my best friend! J~ did inform me from the very beginning
he was still legally married but had been separated for just over a year. He shared
one daughter with his estranged wife and a son from a previous relationship. I never
had any communication with J~’s family prior to his death. Since finding out I was
pregnant, they have since been nothing but supportive and welcomed myself and R~ into
their family. J~ and I were in an active relationship up until his last breath at
the Ranch in W~, WY.
As shown on an agency report of contact, Form SSA-5002, the NH’s surviving spouse
confirmed to the agency that although they were legally married, they were separated
and he had been working and living in Wyoming.
Significantly, given the paternal grandparent testing showing a biological relationship
between the NH’s father and the Claimant, the NH’s only brother confirmed that he
was not the Claimant’s father. On December XX, 2024, the NH’s brother R1~ provided
his signed statement on the Form SSA-795. He stated: “I R1~ am not the father. J~
is the only possible S~ to be the father.” As shown on an agency report of contact,
Form SSA-5002, the NH’s brother confirmed on January XX, 2025, that the NH had been
working and living in Wyoming for at least a year. Further, the NH’s brother confirmed
that he and his father were the NH’s only living family.
K1~, who appears to be a relative of the Mother given her last name, provided her
signed written statement on the Form SSA-795 corroborating the Mother’s claims. She
stated that the Mother had a committed relationship with the NH beginning in 2023
and that the Mother was always visiting the NH in Wyoming. She stated that she went
with the Mother to Texas in September 2024 so that the NH’s family could meet his
daughter, the Claimant.
J2~, who described herself as a close friend of the Mother’s, provided her signed
written statement on the Form SSA-795 also corroborating the Mother’s claims that
the Claimant is the NH’s daughter. J2~ stated that the Mother told her about the NH
and how serious their relationship was. She wrote that the Mother found out she was
pregnant with the Claimant 8 days after the NH passed away. She stated that the Mother
visited her house that day with the pregnancy test.
These witness statements are all consistent in describing the Mother’s relationship
with the NH before his death; in confirming that although legally married to another
woman, he was separated and living in Wyoming; and in corroborating the Mother’s claims
that the NH is the Claimant’s father. Finally, the Claimant’s Colorado birth certificate
confirms that when the Claimant was born in July 2024, the Mother gave the Claimant
the NH’s last name of S~ and identified the NH as the Claimant’s father.[12]
In summary, considering the totality of the evidence and applying the provisions of
the WUPA governing proceedings to adjudicate parentage and genetic testing, we believe
Wyoming courts would find that the Mother, on behalf of the Claimant, has proven that
it is more probable than not that the NH is the Claimant’s father.[13] Thus, under the WUPA, we believe Wyoming courts would adjudicate the NH to be the
Claimant’s father. See Wyo. Stat. Ann. § 14-2-501(b)(iii).Therefore, we believe Wyoming courts would find
that the Claimant has established that she is the NH’s surviving child with the right
to inherit from the NH under Wyoming intestate succession law. See
Wyo. Stat. Ann. §§ 2-4-101(a)(i), (c)(i), 2-4-107(a)(iii), 14-2-501(b)(iii).
CONCLUSION
Applying section 216(h)(2)(A) of the Act and Wyoming law, we believe Wyoming courts
would find that the Mother, on behalf of the Claimant, has provided sufficient evidence
to establish that the Claimant is the NH’s surviving child for purposes of inheriting
from him under Wyoming intestate succession law. See 42 U.S.C. § 416(h)(2)(A); 20 C.F.R. § 404.355(a)(1), (b)(2); Wyo. Stat. Ann. §§ 2-4-101(a)(i),
(c)(i), 2-4-107(a)(iii), 14-2-501(b)(iii).Thus, we believe there is legal support
for the agency to determine that the Claimant is the NH’s child for purposes of her
application for child’s insurance benefits on the NH’s record. See 42 U.S.C. §§ 402(d)(1), 416(e), (h)(2)(A); 20 C.F.R. § 404.350(a)(1).