Identification Number:
RM 03254 TN 3
Intended Audience:See Transmittal Sheet
Originating Office:DCO OCO OEIO DTPS
Title:Processing ERISA Requests (4403, 4405, 4235, 4237)
Type:POMS Transmittals
Program:Records Maintenance (Earnings & Enumeration)
Link To Reference:
 

PROGRAM OPERATIONS MANUAL SYSTEM
Part RM – Records Maintenance
Chapter 032 – Pension Information Processing System
Subchapter 54 – Processing ERISA Requests (4403, 4405, 4235, 4237)
Transmittal No. 3, 03/04/2020

Audience

OEIO: AMRS Reference and File Clerk;

Originating Component

OCO

Effective Date

Upon Receipt

Background

The POMS section should be updated to correct the title for the SSA-L99-C1 notice

Summary of Changes

RM 03254.011 Information on the Form SSA-L99-C1, Potential Private Pension Benefit Information (4235, 4237)

The title has been changed to Potential Private Retirement Benefit Information

In part A, changed the title for the SSA-L99-C1 in the first sentence (Potential Private Retirement Benefit Information)

 

RM 03254.011 Information on the Form SSA-L99-C1, Potential Private Retirement Benefit Information

A. When to access form SSA-L99-C1

If the ERISA request results in a finding that there is incorrect information on the Form SSA-L99-C1 (Potential Private Retirement Benefit Information), then obtain the L99-C1 for retype of the correct information.

B. Corrections to form SSA-L99-C1

Type the information onto a blank Form SSA-L99-C1 exactly as shown on the SSA-L99-C1 to be retyped.

NOTE: Refer to the ERISA microfilm to get the necessary information to complete the Form SSA-L99-C1.

The necessary information for a completed Form SSA-L99-C1 includes:

  • Worker's SSN and name.

  • Plan identifying information.

  • Annuity information.

  • SSA message and any codes at the bottom of the notice.

Forward to control for mail-out.


RM 03254 TN 3 - Processing ERISA Requests (4403, 4405, 4235, 4237) - 3/04/2020