TN 98 (10-26)

DI 11055.240 Field Office Procedures for Processing Presumptive Disability and Presumptive Blindness Cases

This section provides the field office (FO) and workload support unit procedures for processing presumptive disability (PD) or presumptive blindness (PB) cases.

A. PD/PB procedures

Based on the claimants allegation(s), information, or evidence obtained during or after the claims interview, determine if a finding of PD/PB applies or is likely based on the categories in DI 11055.231.

If a claimant meets one of the criteria as a potential PD/PB claim, do the following:

  • •

    document the PD/PB findings on the Report of Contact page or Form SSA-5002 (Report of Contact);

  • •

    schedule an appointment within 3 workdays of claimant contact or referral from the 800 number;

  • •

    initiate PD/PB payment;

  • •

    file any evidence received from the medical source in the folder for forwarding to disability determination services (DDS); and

  • •

    enter disability information into the Electronic Disability Collect System (EDCS) and transfer the case to the DDS within 2 workdays for certified electronic folders (CEF), or within 7 workdays for non-certified electronic folders.

If evaluation of medical evidence of record (MER) is needed, e.g., to determine listing-level severity, request MER from the medical source. For FO evaluation of MER for certain PD/PB categories, see A.2. in this subsection.

1. Third-party contacts

To acquire opinions from third-party contacts regarding an alleged illness that may meet a PD/PB category, you must:

  • •

    explain the PD or PB procedures to the claimant and the need to contact the source to verify the allegation to make a presumptive finding; and

  • •

    ask the claimant or person filing on the claimants behalf for the name and telephone number of a reliable source who is able to verify the allegation to determine if a PD/PB criterion is met.

Reliable sources could be public or private schools, social agencies, the clergy, or other members of the community having knowledge of the claimants condition based on frequent contacts or a long-term association with the claimant.

Take the following actions:

  • •

    contact the appropriate source to determine if the PD/PB criterion is met;

  • •

    record the information on the Report of Contact page or Form SSA-5002; and

  • •

    upload or barcode and fax the SSA-5002 into the EDCS.

NOTE: 

If the official folder is a paper modular disability folder (MDF), add the SSA-5002 to the paper folder.

2. Evaluating MER for certain PD categories

When you receive MER in the FO, fax the documents into the CEF. Follow instructions for page limits, DI 81010.125. For faxing instructions, see DI 81010.090.

a. Documenting MER received in the FO

Evaluate the MER and determine if certain PD/PB criteria in DI 11055.231 are met and annotate the CEF per DI 81010.125. If the official folder is a MDF, add the MER to the paper folder and follow the instructions in DI 70010.001 for documenting MER.

b. MER received from at least one acceptable source

If MER from one or more acceptable medical sources (as in DI 22505.003A) is received and it permits a PD/PB decision, initiate PD/PB payments without awaiting receipt of outstanding MER from other sources.

c. Incomplete, inconclusive, or conflicting MER

If MER is incomplete, inconclusive, or if more than one piece of MER is being evaluated at the same time and the evidence conflicts as to whether or not PD/PB criteria are met, do not initiate PD/PB payments.

B. Documenting when PD/PB findings are not met

When the claimant does not meet one of the PD/PB categories in DI 11055.231 and you cannot make a PD/PB finding, you must document why the:

  • •

    alleged impairment is not observable; or

  • •

    observations are inconsistent with the allegations; and

  • •

    PD or PB payments are not being made.

EXCEPTIONS: 

For claims involving human immunodeficiency virus (HIV) infection, follow the procedures in DI 11055.241. For claims involving PD category 11, 13, 14, or 16 see DI 11055.231, the required criteria are in the category description and no further observation or confirmation is necessary.

Take the following actions prior to DDS case transfer:

  1. 1. 

    Record the information on the Report of Contact page.

  2. 2. 

    Document on the Remarks screen of the Form SSA-3367-F5 (Disability Report Field Office) in EDCS: FO could not make PD/PB finding. See PD/PB flag remarks for additional information; and

  3. 3. 

    Add the PD/PB flag to the CEF and document in the Remarks section how you came to that conclusion.

    NOTE: 

    For claims excluded from EDCS, attach Form SSA-408 (Route Slip) to the paper MDF. Annotate Expedite FO PD (or PB) finding could not be made.

C. Documenting the Disability Clearance Screen and CEF when PD/PB findings are met

Prior to DDS case transfer, document a PD/PB finding by following the procedures:

  1. 1. 

    Check blind or low vision on the Disability Clearance page.

  2. 2. 

    Check Presumptive disability or blindness on the Disability Clearance page and enter the date when PD/PB was established in the presumptive onset date field on the Disability Clearance page. Examples to assist in determining the correct date for PD/PB are provided in DI 23535.010C.

    REMINDER: 

    Do not enter a PD or PB onset earlier than the month in which the claimant filed his or her application.

  3. 3. 

    Select the PD/PB category on the SSA-3367 in EDCS.

    • •

      Include payment status (i.e., non-medical eligibility factors met/not met).

    • •

      If the FO determined that the claimant meets the non-medical eligibility factors, initiate the PD/PB payment immediately.

    • •

      If the FO has not yet determined if claimant meets the non-medical eligibility factors, expedite the outstanding development and initiate the PD/PB payment upon completion, if applicable.

  4. 4. 

    Add the Presumptive Disability/Blind or Presumptive Disability flag in EDCS and include information about the PD/PB finding in the Remarks section provided.

    NOTE: 

    Add a terminal illness (TERI) flag in addition to the Presumptive Disability flag if the case meets the criteria listed in The Disability Interview Identifying Terminal Illness (TERI) Cases in DI 11005.601C.

D. Documenting EDCS exclusion cases and MSSICS cases when PD/PB findings are met

Complete the following steps prior to DDS case transfer when a case is excluded from electronic processing.

1. Record the PD/PB finding on the SSA-831-C3/U3 MSSICS exclusion

For claims involving MSSICS limitations or exclusions, complete the following items on the SSA-831:

a. Items 11A and 11B

  • •

    Enter 01 on line 11A; and

  • •

    Enter the PD/PB category from subsection DI 11055.231 on line 11B.

b. Items 15A or 18B

Onset entry:

  • •

    Enter PD in Item 15A; and

  • •

    Enter PB in Item 18B.

c. Item 34

Enter the following in Remarks: FO PD (or PB) finding.

  • •

    If the claimant meets the non-medical criteria and you are initiating 6 months of PD/PB payments, also enter Non-medical eligibility formally established - PD (or PB) payments initiated.

  • •

    If you are also processing an Emergency Advanced Payment (EAP), enter: Advance in amount of $ made on (specify date), see SI 02004.005.

2. Record PD/PB findings on the paper SSA-3367-F5

If the claimant meets a PD/PB criterion in DI 11055.231, annotate the following on the SSA-3367-F5:

  • •

    check the appropriate PD/PB block in Section 8; and

  • •

    record the observations/perceptions in Section 9.

3. Alert the DDS of PD/PB finding

To alert the DDS of a PD/PB finding:

  • •

    attach Form SSA-408 to the front of the paper MDF; and

  • •

    annotate Expedite - PD (or PB) finding by FO.

REMINDER: 

Add a terminal illness (TERI) flag in addition to the Presumptive Disability flag if the case meets the TERI criteria listed in DI 11005.601C.

E. Procedure for initiating payment

Take the following actions if a financial emergency exists:

  1. 1. 

    Transmit PD/PB data on the Disability page;

  2. 2. 

    Initiate an EAP, see DI 11055.245; and

  3. 3. 

    Process the EAP via the Emergency Advance Payment (UPEP) screen in MSSICS, MSOM BUSSR 003.008.

 


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DI 11055.240 - Field Office Procedures for Processing Presumptive Disability and Presumptive Blindness Cases - 10/15/2026
Batch run: 10/15/2026
Rev:10/15/2026