TN 3 (02-26)

DI 52715.015 Field Office (FO) Responsibilities

A. Policy

It is the FO responsibility to obtain the prior file or, if the file is unavailable, a copy of the administrative law judge (ALJ) or Appeals Council (AC) decision any time the Albright Acquiescence Ruling (AR) applies in adjudicating a subsequent claim.

B. Procedures

1. Prior claim activities

See DI 11005.085 for guidance on prior claims activities. (Per DI 11005.085B.3.a, FOs should provide the disability determination services (DDS) with prior files located in any FO location.)

2. Initial disability interview/development

In addition to the usual development, take the following actions:

  • Ask the claimant about any prior disability claims and the last adjudicative level at which each claim was decided.

  • Verify the claimant's report using agency data. For instructions on identifying prior disability claims and the last adjudicative level at which they were decided, consult DI 11005.085 - Prior Claims Activity.

  • Ensure all prior decisions are coded and documented on the paper SSA-3367 or the Electronic Disability Collect System (EDCS) 3367 disability report prior filing history per the instructions in DI 11005.045 - Completing the SSA 3367.

  • Use the 'Class Action/Court Case' Flag in EDCS to alert the DDS that a claim requires application of the Albright AR. In the Description section of the flag, enter the remarks "Albright Case - ALJ (or AC) decision(s) dated MM/DD/YYYY".

    • IMPORTANT: Include the decision date of every prior ALJ or AC decision in the Description section of the flag.

  • If the AC takes an unfavorable action on a claimant's request for review, the claim file is retained in Disability Adjudication Headquarters for five months pending potential filing of a civil action. In such instances, obtain a copy of the ALJ or AC decision and forward it to the DDS.

3. Paper Folders

Whenever there is a prior paper folder related to an ALJ or AC decision, request it be sent to DDS per the instructions in DI 11005.085 - Prior Claims Activity.

If the FO does not receive the prior paper folder within 30 days, obtain a copy of the ALJ or AC decision, enter it into the subsequent file, and notify DDS (or, if the subsequent file is also a paper folder, forward it to DDS).

If records of the prior ALJ/AC decisions are not available in the FO or DDS, the FO will request a copy of the prior decision from the claimant, their attorney/authorized representative, or Disability Adjudication (DA). If the claimant, their attorney/authorized representative, or DA cannot provide a copy of the decision, document this in the remarks section of the SSA-3367 in EDCS.


To Link to this section - Use this URL:
http://policy.ssa.gov/poms.nsf/lnx/0452715015
DI 52715.015 - Field Office (FO) Responsibilities - 02/17/2026
Batch run: 02/17/2026
Rev:02/17/2026