Prior to the hearing, hearing office (HO) staff will select,
arrange in order, and mark proposed exhibits (see Hearings, Appeals
and Litigation Law (HALLEX) manual HA 01210.015). HO staff will also
prepare a list of all the proposed exhibits (“proposed exhibit
list”) and associate a copy of the proposed exhibit list
with the claim(s) file.
Instructions for preparing a proposed
exhibit list in an electronic claim(s) file are in the hearing office Standard Hearings Operations Procedure (SHOP)
section 3.2.1. For paper claim(s)
files, HO staff will use the exhibit list template in the Document
Generation System.
As explained in HALLEX HA 01210.035, the claimant and appointed
representative, if any, have the right to examine the material that
constitutes or will constitute the evidence of record. Adding a
proposed exhibit list to the record before the hearing ensures that
the claimant and representative know what information the administrative
law judge (ALJ) intends to rely on during the hearing and when making
a decision. Adding a proposed exhibit list to the record before
the hearing also provides the claimant or representative with an
opportunity to object to any proposed exhibits or to supplement
the claim(s) file with any information that is missing before the
ALJ holds the hearing.