QUESTION
               You asked whether DNA test results showing a high probability a claimant is the grandchild
                  of a number holder’s parents, statements from the claimant’s mother and the number
                  holder’s family members, and the program from the number holder’s funeral establish
                  the claimant is the number holder’s child for determining the claimant’s eligibility
                  for child’s insurance benefits (CIB) on the number holder’s earnings record.
               
               OPINION
               The evidence presented does not provide clear and convincing proof to establish the
                  claimant is the number holder’s child under Alabama intestacy law. The evidence also
                  does not indicate the claimant could be deemed the number holder’s child. Therefore,
                  under the current record, the claimant is not the number holder’s child for determining
                  the claimant’s eligibility for CIB on the number holder’s earnings record.
               
               However, if the claimant presents additional credible evidence showing the number
                  holder’s parents had only one male child together or showing the claimant’s mother
                  did not have a sexual relationship with any of the number holder’s brothers, a Social
                  Security Administration (SSA) adjudicator could find the claimant is the number holder’s
                  child under Alabama intestacy law. Accordingly, further development of the record
                  is necessary to determine whether the number holder’s parents had any male children
                  other than the number holder and if so, whether the claimant’s mother had a sexual
                  relationship with any of the number holder’s brothers.
               
               BACKGROUND
               According to the information provided, S~ (Claimant’s mother) filed an application
                  on behalf of her son, T~ (Claimant), for CIB on the earnings record of R~, the number
                  holder (NH). To support the application, Claimant’s mother submitted the results of
                  DNA testing. The DNA testing report indicates a facility accredited by the American
                  Association of Blood Banks (AABB) analyzed DNA samples from Claimant, Claimant’s mother,
                  O~ (NH’s mother), and R1~. (NH’s father). [1] The DNA testing revealed a 99.99% probability that NH’s mother and NH’s father were
                  Claimant’s grandparents. [2] On a Child Relationship Statement form, Claimant’s mother stated no court decreed
                  Claimant NH’s child or ordered NH to contribute to Claimant’s support. Claimant’s
                  mother also stated NH did not identify Claimant as his child in an application or
                  statement filed with a government agency, a letter, a family tree or other family
                  record, a tax return, an insurance policy, a will, or an employment application. Additionally,
                  Claimant’s mother stated NH did not register Claimant in a school or place of worship
                  or sign a report card as Claimant’s parent. Claimant’s mother also stated NH did not
                  take Claimant to a medical appointment and list himself as Claimant’s parent. Claimant’s
                  mother further stated NH did not pay Claimant’s hospital expenses at birth or provide
                  information for Claimant’s birth certificate. Moreover, Claimant’s mother stated NH
                  did not orally state to anyone that he was Claimant’s father. Claimant’s mother also
                  stated NH was not making regular and substantial contributions to Claimant’s support
                  at the time of his death. Claimant’s mother did state she knew of other written evidence
                  that showed Claimant is NH’s son.
               
               Claimant’s mother submitted the program from NH’s funeral identifying Claimant as
                  a surviving child. The funeral program also identifies two surviving sisters and does
                  not identify any surviving brothers. Claimant’s mother also submitted an affidavit
                  NH’s mother signed before a notary public stating she considers Claimant her grandson
                  and NH recognized Claimant as his son. Additionally, Claimant’s mother submitted a
                  notarized statement from two purported descendants of NH indicating they consider
                  Claimant their sibling and an identical statement from another purported descendant
                  of NH that is not notarized.
               
               NH’s amended death certificate indicates he died on December 30, 2002, while domiciled
                  in Alabama. NH’s death certificate and the funeral program also indicate NH was married
                  to L~ (NH’s wife) at the time of his death. The information provided does not indicate
                  NH ever married Claimant’s mother.
               
               The agency denied Claimant’s application for CIB initially and upon reconsideration
                  because there was insufficient information to establish Claimant was NH’s child. Claimant’s
                  mother, on behalf of Claimant, requested a hearing before an administrative law judge
                  (ALJ). Based on Program Operations Manual System (POMS) PR 01005.001 (PR 11-058), the ALJ found the DNA test results indicating a 99.99% probability that
                  NH’s mother and NH’s father are Claimant’s grandparents did not establish Claimant
                  is NH’s child under Alabama intestacy law. The ALJ further found that the statement
                  of purported descendants of NH indicating they consider Claimant their sibling in
                  combination with the DNA test results did not amount to the clear and convincing evidence
                  necessary to establish Claimant as NH’s child under Alabama intestacy law. The ALJ
                  did not discuss the other evidence Claimant’s mother submitted and denied Claimant’s
                  application for failure to establish Claimant was NH’s child.
               
               Claimant’s mother, on behalf of Claimant, requested review of the ALJ’s decision from
                  the Appeals Council. That request is currently pending.
               
               DISCUSSION
               A claimant may be eligible for CIB on the earnings record of an individual who dies
                  a fully or currently insured individual if the claimant is the insured individual’s
                  “child.” See Act § 202(d)(1); 20 C.F.R. § 404.350(a)(1) (2014).[3] “Child” includes “the child” of an insured individual. Act § 216(e); see 20 C.F.R. § 404.354; Astrue v. Capato, --- U.S. ---, 132 S. Ct. 2021, 2027-28 (2012). A claimant may show he is “the child”
                  of a deceased insured individual, within the meaning of section 216(e)(1), under section
                  216(h)(2)(A) or 216(h)(3)(C) of the Act. [4] See Capato, 132 S. Ct. at 2028.
               
               Under section 216(h)(2)(A), a claimant is considered “the child” of a deceased insured
                  individual if he could inherit the insured individual’s intestate personal property
                  under the law of the state in which the insured individual was domiciled when he died.
                  See Act § 216(h)(2)(A); 20 C.F.R. § 404.355(a)(1), (b)(1), (b)(4); Capato, 132 S. Ct. at 2028-34; POMS GN 00306.001(C)(1)(a), (C)(2)(a). NH’s death certificate indicates he was domiciled in Alabama
                  when he died. Therefore, we look to Alabama intestacy law to determine whether Claimant
                  is NH’s child. See Act § 216(h)(2)(A); 20 C.F.R. § 404.355(a)(1), (b)(1), (b)(4); POMS GN 00306.001(C)(1)(a), (C)(2)(a).
               
               Under Alabama intestacy law, a child of an individual who died intestate is entitled
                  to a share of the individual’s personal property. See Ala. Code §§ 43-8-40, 43-8-42(1) (2014). [5] A child born out of wedlock can inherit from his putative father if he establishes
                  paternity by “clear and convincing proof.” Ala. Code § 43-8-48(2)b. Clear and convincing
                  proof in Alabama intestacy cases is “evidence which convinces the trier of fact that
                  a proposition is highly probable, as distinguished from more probable than not.” Jackson v. Apfel, 105 F. Supp. 2d 1220, 1221 (N.D. Ala. 2000) (quoting D.D.P. v. State, 595 So. 2d 528, 538 (Ala. Crim. App. 1991)) (internal quotation marks omitted).
                  Clear and convincing proof is not synonymous with undisputed proof. See id. Instead, evidence amounts to clear and convincing proof when the court is “[c]learly
                  convinced of the affirmative of the proposition to be proved.” Id. (quoting D.D.P. , 595 So. 2d at 538) (internal quotation marks omitted). Evidence can amount to clear
                  and convincing proof even when contrary evidence exists. See id. at 1221-22.
               
               In previous precedent opinions we have indicated the presumptions of paternity stated
                  in the Alabama Uniform Parentage Act (AUPA) would apply in determining paternity under
                  Alabama intestacy law. See POMS PR 01005.001 (PR 11-058); POMS PR 01105.001 (PR 12-090); POMS PR 01115.001 (PR 12-090, PR 09-151, PR 07-079, PR 06-034, PR 05-246, PR 00-214); POMS PR 01120.001 (PR 06-034, PR 05-246). However, the Alabama Court of Civil Appeals recently held
                  such presumptions do not apply when establishing paternity in an intestacy case. See Clemons v. Howard, 124 So. 3d 738, 746 (Ala. Civ. App. 2013). Pursuant to the Clemons decision, Alabama courts evaluating whether a decedent is the father of a child born
                  out of wedlock for the purposes of intestate succession when the decedent’s paternity
                  was not established through an adjudication prior to the decedent’s death should consider
                  only whether the evidence presented amounts to clear and convincing proof of paternity.
                  See id.; see also Ala. Code § 43-8-48(2)b. Thus, the aforementioned opinions should no longer be relied
                  upon to the extent they indicate the paternity presumptions within the AUPA apply
                  to evaluating whether an individual is a decedent’s child under Alabama intestacy
                  law. [6]
               The DNA test results Claimant’s mother submitted in support of Claimant’s application
                  for CIB do not, standing alone, constitute clear and convincing proof of paternity.
                  In previous precedent opinions, we have stated DNA test results showing a high probability
                  that a deceased number holder’s parents are the grandparents of the claimant do not,
                  standing alone, amount to the clear and convincing proof necessary to establish paternity
                  under Alabama intestacy law. See POMS PR 01005.001 (PR 11-058); POMS PR 01115.001 (PR 05-246); POMS PR 01120.001 (PR 05-246). A high probability of grandparentage does not equate to a high probability
                  of paternity without additional information regarding the number of male children
                  the number holder’s parents had together or the relationship between the claimant’s
                  mother and the deceased number holder’s brothers. See POMS PR 01115.001 (PR 05-246); POMS PR 01120.001 (PR 05-246).
               
               Claimant’s mother did not provide any evidence affirmatively stating the number of
                  male children NH’s parents had together or her relationship with any of NH’s brothers.
                  [7] Thus, the DNA test results indicating a 99.99% probability that NH’s parents are
                  Claimant’s grandparents [8] do not amount to clear and convincing proof that NH is Claimant’s father. Indeed,
                  if NH’s parents had another male child together and Claimant’s mother engaged in sexual
                  relations with him around the time of Claimant’s conception, the DNA test results
                  fall far short of the standard for clear and convincing proof of NH’s paternity. Accordingly,
                  additional credible evidence regarding the number of male children NH’s parents had
                  together or the relationship between Claimant’s mother and NH’s brothers is necessary
                  for the DNA test results to establish Claimant could inherit from NH under Alabama
                  intestacy law.
               
               Courts have found clear and convincing proof of paternity in Alabama intestacy matters
                  without DNA evidence. In Cotton v. Terry, 495 So. 2d 1077, 1079-80 (Ala. 1986), the Alabama Supreme Court found there was
                  clear and convincing proof of paternity when the putative child had the decedent’s
                  last name before she married and all witnesses who testified, including the party
                  challenging the paternity determination, agreed the decedent referred to the putative
                  child as his daughter and held himself out as the putative child’s father while he
                  was living. In Jackson, 105 F. Supp. 2d at 1222-23, an Alabama federal district court found there was clear
                  and convincing proof of paternity when the decedent’s family acknowledged the putative
                  child as the decedent’s son, the decedent’s obituary and funeral program listed the
                  putative child as a surviving son, the putative child visited with the decedent and
                  his relatives, the decedent’s mother stated the putative child looked just like the
                  decedent, and the decedent gave the putative child’s mother money for the putative
                  child’s support.
               
               However, the non-DNA evidence Claimant’s mother submitted is not as substantial as
                  the evidence that established clear and convincing proof of paternity in Cotton and
                  Jackson. The notarized affidavit from NH’s mother indicating she considers Claimant
                  her grandson and NH recognized Claimant as his son, the statements from purported
                  descendants of NH indicating they consider Claimant their sibling, and the program
                  from NH’s funeral listing Claimant as a survivor must be weighed against the statements
                  from Claimant’s mother that NH did not acknowledge himself as Claimant’s father on
                  any available documents, did not orally state to anyone he was Claimant’s father,
                  and was not making regular and substantial contributions to Claimant’s support at
                  the time of his death. Moreover, there is no evidence Claimant visited NH during NH’s
                  lifetime. We believe an Alabama court viewing the above-referenced evidence would
                  conclude the evidence does not show that NH’s paternity of Claimant is highly probable
                  and does not amount to the clear and convincing proof necessary for Claimant to inherit
                  from NH under Alabama intestacy law. See Jackson, 105 F. Supp. 2d at 1221-22 (stating the clear and convincing proof standard requires
                  a court to weigh the evidence supporting the decedent’s paternity versus the evidence
                  against the decedent’s paternity and conclude the decedent’s paternity is highly probable).
                  Accordingly, Claimant’s mother has not provided sufficient evidence to establish Claimant
                  is NH’s child for purposes of CIB under section 216(h)(2)(A) of the Act.
               
               The evidence Claimant’s mother submitted does not amount to the clear and convincing
                  proof of paternity necessary for Claimant to inherit from NH under Alabama intestacy
                  law. However, the DNA test results Claimant’s mother submitted would be much more
                  persuasive if coupled with credible evidence showing NH’s parents had only one male
                  child together or showing Claimant’s mother never had a sexual relationship with any
                  of NH’s brothers. Thus, if Claimant’s mother provides the foregoing evidence, an SSA
                  adjudicator could find such evidence combined with the DNA test results constitute
                  the clear and convincing proof of paternity necessary for Claimant to inherit from
                  NH under Alabama intestacy law. As such a finding would establish Claimant is NH’s
                  child for purposes of CIB under section 216(h)(2)(A) of the Act, further development
                  of the record is necessary to determine whether NH’s parents had any male children
                  other than NH together and if so, whether Claimant’s mother had a sexual relationship
                  with any of them.
               
               The evidence does not establish Claimant is NH’s child under section 216(h)(3)(C)
                  of the Act. To qualify as “the child” of a deceased insured individual under section
                  216(h)(3)(C), a claimant must be the son or daughter of the insured individual and
                  show one of the following: (1) the insured individual acknowledged in writing that
                  he was his child, (2) a court decreed the insured individual to be his father prior
                  to the insured individual’s death, (3) a court ordered the insured individual to contribute
                  to his support prior to the insured individual’s death, or (4) the insured individual
                  is his natural father and was living with him or contributing to his support at the
                  time the insured individual died. See Act § 216(h)(3)(C); 20 C.F.R. § 404.355(a)(3), (4). Claimant’s mother did not submit
                  evidence that would satisfy any of the four foregoing requirements. Therefore, Claimant
                  does not qualify as NH’s child under any provision of section 216(h)(3)(C) of the
                  Act.
               
               CONCLUSION
               The evidence Claimant’s mother submitted is not sufficient to establish Claimant could
                  inherit from NH under Alabama intestacy law and, therefore, Claimant is not NH’s child
                  under section 216(h)(2)(A) of the Act. The evidence also does not establish Claimant
                  could be deemed NH’s child under section 216(h)(3)(C) of the Act. However, if Claimant’s
                  mother provides additional credible evidence showing NH’s parents had only one male
                  child together or showing she never had a sexual relationship with any of NH’s brothers,
                  the record would contain sufficient evidence for a SSA adjudicator to conclude Claimant
                  is NH’s child under Alabama intestacy law. Thus, further development of the record
                  is necessary to determine whether NH’s parents had any male children other than NH
                  and if so, whether Claimant’s mother had a sexual relationship with any of NH’s brothers.
               
               Mary A. Sloan 
 Regional Chief Counsel 
 By:________________
               
               Peter S. Massaro, III
 Assistant Regional Counsel