Last Update: 1/21/2020 (Transmittal I-2-232)

HA 01250.042 Obtaining Medical Expert Opinion Through Interrogatories

Renumbered from HALLEX section I-2-5-42

A. General

An administrative law judge (ALJ) can obtain medical expert (ME) testimony by audio, agency video, online video, or in limited circumstances described in 20 CFR 404.936(c)(2) and 416.1436(c)(2), in person. These methods provide the ALJ, claimant, or appointed representative, if any, the opportunity to question the ME at the time testimony is given. However, an ALJ can also obtain ME testimony through written interrogatories.

Interrogatories are often used when an ALJ receives post-hearing evidence that requires further review because it appears the additional evidence may affect the outcome of the case. However, an ALJ can use interrogatories at any time in the hearing process. The ALJ may obtain interrogatories at the request of the claimant or representative, or on the ALJ's own initiative.

B. Preparing Interrogatories

When preparing interrogatories, the ALJ will:

  • Phrase questions in a way that does not direct or suggest a specific conclusion;

  • Ask questions that will elicit a clear and complete response that will, as much as possible, be expressed in terms the claimant will understand (see HA 01250.093 Standard Hearings Operating Procedure (SHOP) Section 3.3.4 for instructions on how to access sample interrogatories); and

  • Leave sufficient space between the questions for the ME to answer the questions.

C. Sending the Interrogatories to the ME

1. Information to Send With Initial Interrogatories

Assisting HO staff will send the interrogatories to the ME along with a letter explaining the request and the requested method of response. For instructions on how to access a sample letter, see SHOP Section 3.3.4. The letter must clearly identify the claimant and indicate that the ME should respond within 10 calendar days. Staff will also add a copy of the letter to the E section of the claim(s) file and exhibit the letter. For more information on preparing ME Interrogatories, see SHOP Section 3.3.4.

2. Response to Interrogatories

When the ME responds, the ALJ must proffer the response to the claimant and representative, if any. For instructions on proffer of the ME's response and receipt of additional information after the ME responds to interrogatories, see HALLEX HA 01250.044.


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HA 01250.042 - Obtaining Medical Expert Opinion Through Interrogatories (I-2-5-42) - 01/21/2020
Batch run: 04/27/2026
Rev:01/21/2020