TN 50 (12-24)

GN 03940.041 Fee Agreements - Incorrectly Applied Fee Cap

A. Policy

We occasionally receive an allegation from a representative or claimant that we applied an incorrect fee cap. The assertion usually involves the Commissioner's decision to increase the fee cap, which the Commissioner may do from time to time. For example, the Commissioner increased the fee cap from $7,200 to $9,200 for fee agreements approved on or after November 30, 2024.

When the Commissioner increases the fee cap, the increased cap does not automatically apply to all fee agreements; the fee agreement must contain language that provides for the increased cap, often referred to as an escalation clause. Refer to GN 03940.003B.3 for guidance on fee agreement language.

When we apply an incorrect fee cap and the representative or claimant advises us of the mistake, or we independently become aware of the mistake, we will correct the error. We will not treat the communication from the party as a request for administrative review.

During periods of transition to a higher fee cap, situations similar to the following may occur:

EXAMPLE 1: A fee agreement with language consistent with a $9,200 cap was in file and approved by the decision maker at the time of the favorable determination. The technician incorrectly capped the fee at $7,200. The representative advises SSA that the fee agreement provided for a fee cap of $9,200.

EXAMPLE 2: A fee agreement with a $7,200 cap was in file and approved by the decision maker at the time of the favorable determination. There was no other agreement in file. The technician incorrectly capped the fee at $9,200 and paid an amount in excess of $7,200 (the cap specified in the agreement) to the representative. The claimant advises us that the fee agreement provided for a fee cap of $7,200.

NOTE: Refer to GN 03920.040 when the past-due benefits amount increases or decreases after the date we notify the claimant and the representative of the authorized fee amount.

B. Procedure

1. Lower Fee Cap Incorrectly Applied

When we determine that we applied a lower fee cap than we should have applied (such as in GN 03940.041A Example 1 in this section) and the representative, or the entity if there was a valid assignment as per GN 03920.021, received direct payment of the fee from the claimant's withheld past-due benefits, take the following actions:

  1. a. 

    Compute the correct fee amount.

  2. b. 

    Pay the representative or entity the additional fee amount (not to exceed 25 percent of past-due benefits) minus any additional user fee, as appropriate following the policy in GN 03920.019, unless the excess fee withholding has already been released to the claimant (and/or auxiliaries).

  3. c. 

    Send correct fee language to all parties (the representative, the claimant, and the decision maker). Include administrative review rights in the notice. Include failure to withhold language if the remaining past-due benefits withheld have already been released to the claimant (and/or auxiliaries). See GN 03920.055B.

2. Higher Fee Cap Incorrectly Applied

When we determine that we applied a higher fee cap than should have been applied (such as in GN 03940.041A Example 2 in this section) and the representative, or the entity if there was a valid assignment, received direct payment of the fee from the claimant's withheld past-due benefits, take the following actions:

  1. a. 

    Compute the correct fee amount.

  2. b. 

    Compute the user fee (if applicable) based on the correct fee amount. The beneficiary is entitled to receive any excess assessment that was withheld from the representative’s or entity's direct payment. Input a Payment History Update System (PHUS) correction with a negative 076 event to annotate the proper user fee amount.

  3. c. 

    Send corrected fee language to all parties (representative, claimant, and the decision maker). Include administrative review rights in the notice.

  4. d. 

    Refer to GN 03970.025, Field Office (FO) and Processing Center (PC) Action on Direct Payment Error Fee Violations, and GN 03920.051 and GN 03920.052B for guidance on recovering the excess fee payment and refunding money to the claimant.

 


To Link to this section - Use this URL:
http://policy.ssa.gov/poms.nsf/lnx/0203940041
GN 03940.041 - Fee Agreements - Incorrectly Applied Fee Cap - 12/09/2024
Batch run: 12/09/2024
Rev:12/09/2024