TN 6 (07-10)
DI 81020.060 Receiving Evidence in Disability Determination Services (DDS)
A. Evidence mailed directly to DDS
You must upload all evidence, reports, and forms submitted by external sources (e.g., the Field Office, claimants, applicants, representatives, and third parties) to the Certified Electronic Folder (CEF).
When you receive paper source documents, scan the source documents using onsite scanning or send the documents to the contract scanner. Follow local operating procedures to determine when to scan documents locally in the DDS or when to send to the contract scanner.
NOTE: No longer retain documents that are locally scanned in the DDS; once you verify that the document is accessible in the CEF, destroy it (see Document Retention and Destruction DI 81020.055).
B. Evidence received via email or CD
When you receive evidence via email or on a Compact Disc (CD), accept and print the evidence, then add the evidence to the CEF using one of the following actions:
scan the evidence using onsite scanning; or
send the evidence to the contract scanner.
(Follow local operating procedures to determine when to scan documents locally in the DDS or when to send to the contract scanner)
If you received the evidence via email, inform the sender that email is not secure and advise the sender not to send any additional personal information to the DDS via email. Advise the sender to mail or fax copies of the records, or use the ERE website.
NOTE: Evidence received electronically can be uploaded to the CEF using the Electronic Records Express (ERE) website. When using ERE to add evidence to the CEF you do not need to print the evidence. You must use the correct indexing information, including the SSN, to ensure that the document is added to the correct electronic folder.
Reminder: We consider original medical tests such as x-ray films and original ultrasound pictures irrelevant evidence and must be returned to the sender. We consider interpretation reports of such test relevant evidence and must be scan into the CEF. (See Documenting the Disability Folder - Disability Determination Service (DDS) DI 20503.001).
C. Evidence forwarded by the FO
1. FO faxes evidence to the CEF
The FO may fax medical evidence into the CEF for the following types of cases (per Receiving Medical Evidence of Record (MER) DI 81010.125):
Presumptive Disability (PD);
Quick Disability Determination (QDD);
Compassionate Allowance (CAL); and
Special arrangement critical cases.
When faxing medical evidence into the CEF, the FO:
Annotates the barcode cover sheet with the remark “Faxed into CEF” and includes the faxing date;
Checks the box for “Scanned/faxed documents to follow” on the EDCS Routing Form; and
Mails the source documents to the DDS for retention, per Document Retention and Destruction DI 81020.055.
2. FO sends evidence to DDS
If the FO sends medical evidence directly to the DDS, determine if the document has been imaged. If the document has not been imaged, follow the directions in DI 81020.060A in this section. If evidence is received from the FO after the case is closed, treat the medical evidence as trailer material (see Processing Trailer Material for the Certified Electronic Folder (CEF) DI 81020.140).
D. Evidence mailed to scanning contractor
The contract scanner scans source documents sent directly to them. However, if the source documents have missing or unreadable barcodes, the contract scanner:
Returns the evidence to the DDS; or
Scans the documents, which subsequently must be manually indexed by the DDS. For more information about manual indexing, see Document Management Architecture (DMA) Barcodes and Document Indexing DI 81020.035.
E. Electronic records express (ERE)
Medical evidence received electronically from ERE-registered providers or copy services (e.g., SMART Document Solutions, ChartOne) via ERE are automatically uploaded to the CEF. For more information, see Other Services ER 00101.125.
F. Faxed evidence
If evidence with a DMA barcode is received via fax, it automatically uploads to the CEF.
G. Evidence received via Health Information Technology (health IT)
The Medical Evidence Gathering and Analysis through Health Information Technology (MEGAHIT) system obtains medical evidence via health IT by generating an electronic request to a Health Information Exchange (HIE) if: